Certification & Licensing

• Offer or solicit business in futures or options on futures at a futures commission merchant (FCM) or introducing broker (IB) or who supervise any such person
• Are associated with a commodity trading advisor (CTA) who solicits discretionary accounts or who supervises persons so engaged
• Are associated with a commodity pool operator (CPO) who solicits funds for participation in a commodity pool or who supervises such persons

GoldenHill offers online Series 3 training, in-person Series 3 seminars, Series 3 books, and other Series 3 training materials to help individuals pass the Series 3 exam and earn a Series 3 license.

The Series 3 Exam is a 2 hours and 30 minutes exam that consists of 120 questions:

• General Industry Knowledge – 85 questions
• Rules & Regulations – 35 questions
• A passing grade of 70% is required on each section.

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If you are serious about achieving success in your finance career, you may already be aware of the benefits in gaining certification as a CFA®, or Chartered Financial Analyst®. Potential employers view it as a sign of your commitment to your chosen field and of your willingness to invest in your future. More and more employers are seeking candidates who possess this certification for both initial employment and internal promotions.

Without adequate preparation, your chances of passing the CFA Levels are slim. Even those with years of experience in the profession may fail on their first attempt. Considering the cost of sitting for the exam, it only makes sense to give yourself the best chance possible.

To become a Chartered Financial Analyst® charterholder, you will need to pass three separate exams in sequence. Level 1 exams are offered twice a year, in June and December, but Level II and Level III exams are only offered once each year. Failing to pass an exam means that you will have a long wait before you can attempt it again. Since it will take you about three years to become certified under the best of conditions, it makes sense to optimize your chances of passing on the first attempt.

The CFA Institute states that candidates should allow a minimum of 300 hours reading, studying, and completing online sample exams to acquire the skills and knowledge needed to pass each test. Please note that this is the minimum recommendation, and depending on your professional and academic background, you may need to commit more time to preparation. A self-paced online program that allows you to work when you are most alert and from the comfort of your own home can make this time more productive and pleasant.

If you are ready to gain the credibility, recognition, and competitive advantage that come with CFA® certification, there is no better time to begin than now. Show recruiters, managers, and co-workers that you are a serious finance expert who has the confidence and ambition to invest in your own success. You will be earning an internationally recognized credential and gaining membership in global network of finance professionals who have earned the CFA certification.